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Functional Areas
- Audit and Investigations
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Capacity development and transition, strengthening systems for health
- A Strategic Approach to Capacity Development
- Capacity Development and Transition - Lessons Learned
- Capacity development and Transition Planning Process
- Capacity Development and Transition
- Capacity Development Objectives and Transition Milestones
- Capacity Development Results - Evidence From Country Experiences
- Functional Capacities
- Interim Principal Recipient of Global Fund Grants
- Legal and Policy Enabling Environment
- Overview
- Resilience and Sustainability
- Transition
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Financial Management
- CCM Funding
- Grant Closure
- Grant Implementation
- Grant-Making and Signing
- Grant Reporting
- Import duties and VAT / sales tax
- Overview
- Sub-recipient Management
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Grant closure
- Overview
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Steps of Grant Closure Process
- 1. Global Fund Notification Letter 'Guidance on Grant Closure'
- 2. Preparation and Submission of Grant Close-Out Plan and Budget
- 3. Global Fund Approval of Grant Close-Out Plan
- 4. Implementation of Close-Out Plan and Completion of Final Global Fund Requirements (Grant Closure Period)
- 5. Operational Closure of Project
- 6. Financial Closure of Project
- 7. Documentation of Grant Closure with Global Fund Grant Closure Letter
- Terminology and Scenarios for Grant Closure Process
- Human resources
- Human rights, key populations and gender
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Legal Framework
- Agreements with Sub-recipients
- Agreements with Sub-sub-recipients
- Amending Legal Agreements
- Implementation Letters and Performance Letters
- Language of the Grant Agreement and other Legal Instruments
- Legal Framework for Other UNDP Support Roles
- Other Legal and Implementation Considerations
- Overview
- Project Document
- Signing Legal Agreements and Requests for Disbursement
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The Grant Agreement
- Grant Confirmation: Conditions Precedent (CP)
- Grant Confirmation: Conditions
- Grant Confirmation: Face Sheet
- Grant Confirmation: Schedule 1, Integrated Grant Description
- Grant Confirmation: Schedule 1, Performance Framework
- Grant Confirmation: Schedule 1, Summary Budget
- Grant Confirmation: Special Conditions (SCs)
- Grant Confirmation
- UNDP-Global Fund Grant Regulations
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Monitoring and Evaluation
- Differentiation Approach
- Monitoring and Evaluation Components of Funding Request
- M&E Components of Grant Implementation
- Monitoring and Evaluation Components of Grant Making
- Overview
- Principal Recipient Start-Up
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Health Product Management
- UNDP Quality Assurance Policy
- Compliance with the Global Fund requirements
- Distribution
- Inspection and Receipt
- International freight, transit requirements and use of INCOTERMS
- Inventory Management
- Overview - Health Product Management
- Pharmacovigilance
- Product Selection
- Quality monitoring of health products
- Quantification and Forecasting
- Rational use
- Risk Management for PSM of health products
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Sourcing and regulatory aspects
- Development of List of Health Products
- Development of the Health Procurement Action Plan (HPAP)
- Global Health Procurement Center (GHPC)
- Guidance on donations of health products
- Health Procurement Architecture
- Local Procurement of health products
- Other Elements of the UNDP Procurement Architecture
- Procurement of non-pharmaceutical Health Products
- Procurement of Pharmaceutical Products
- Submission of GHPC CO Procurement Request Form
- Storage
- Supply Planning of Health Products
- UNDP Health PSM Roster
- Waste management
- Grant Reporting
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Risk Management
- Introduction to Risk Management
- Overview
- Risk management in crisis settings
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Risk Management in the Global Fund
- Additional Safeguard Policy
- Challenging Operating Environment (COE) Policy
- Global Fund Review of Risk Management During Grant Implementation
- Global Fund Risk Management Framework
- Global Fund Risk Management Requirements During Funding Request
- Global Fund Risk Management Requirements for PRs
- Local Fund Agent
- Risk management in UNDP
- Risk Management in UNDP-managed Global Fund projects
- UNDP Risk Management Process
- Sub-Recipient Management
Local Fund Agent
The Local Fund Agent (LFA) is an entity contracted by the Global Fund for a particular country to undertake an objective examination and provide independent professional advice and information relating to grants and Principal Recipients (PRs). Within the Global Fund’s risk management framework, the LFA provides an independent in-country verification and oversight mechanism in addition to Principal Recipient’s assurance. The Global Fund expects LFAs to proactively identify and alert it to any issues that may prevent activities and funding from reaching the intended beneficiaries in the quantity, time, and quality intended, and the Global Fund programmes from reaching their objectives. Based on the Global Fund Country Team’s risk assessment of the particular portfolio, the LFA’s scope of work is tailored to the specific circumstances of the grant.
Although in some cases the LFA is UNOPS, this is usually a private consulting firm, competitively selected (see list of LFAs ). As a third-party and following the ‘single audit’ principle governing UNDP, the LFA does not have access to UNDP Enterprise Resource Planning (ERP) (Quantum), contracts, selection processes, and other critical information. Therefore, the LFA does not replace standard UNDP internal control systems and is not mandated to assess compliance with UNDP policies. As stated in the UNDP-GF Framework Agreement (2023), UNDP as PR will implement or oversee the implementation of the Program in accordance with UNDP regulations, rules, policies and procedures, thus standard risk management mechanisms apply, in addition to GF specific oversight requirements.
Practice PointerWhile LFAs are expected to flag any occurring risks to the Global Fund, the focus of their work is to independently verify and confirm information reported by the PR. In cases where UNDP is the PR, the LFA role in verification is limited as the Global Fund relies on UNDP’s regulations, rules, policies, and procedures. Please refer to the legal framework section of the Manual for guidance on Global Fund, as well as the Risk management architecture in UNDP-managed GF projects section.
Additional guidance to support this area of work are also available through a number of resources listed below:
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